Elizabeth M

Results: 1433



#Item
281United States securities law / Financial markets / United States Securities and Exchange Commission / Stock market / Regulation NMS / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Flash Crash / Financial economics / Finance / Investment

July 17, 2013 Via Electronic Mail: Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2013-07-19 09:09:57
282Financial services / Funds / Collective investment schemes / Financial risk / Money market fund / Investment management / Mutual fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Asset allocation / Financial economics / Finance / Investment

P.O. Box 2600 Valley Forge, PA[removed]November 26, 2013 Ms. Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2013-11-29 10:52:27
283Financial regulation / Finance / Financial system / Financial markets / 73rd United States Congress / Securities Exchange Act / Regulation NMS / U.S. Securities and Exchange Commission / Alternative Trading Systems / United States Securities and Exchange Commission / United States securities law / Financial economics

Janet McGinness EVP & Corporate Secretary July 9, 2013 Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2013-07-10 12:40:51
284Business / Anticipatory thinking / Business continuity planning / Collaboration / Risk management / Risk / Actuarial science / Management / Ethics

September 25, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]RE:

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Source URL: www.sec.gov

Language: English - Date: 2013-09-27 15:51:36
285United States Securities and Exchange Commission / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial system / Government / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / United States securities law / Financial regulation / 73rd United States Congress

June 28, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-06-28 14:23:27
286Financial system / Financial markets / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Alternative Trading Systems / Securities Industry and Financial Markets Association / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Investment / Stock market

July 8, 2013 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-07-09 15:03:36
287Corporate crime / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Direct Edge / International Securities Exchange / Chicago Stock Exchange / NASDAQ / NYSE Arca / OMX / Economy of the United States / Self-regulatory organizations / United States securities law

May 10, 2013 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2013-05-13 14:06:43
288Financial services / Bear Stearns / Prime brokerage / Structured investment vehicle / Hedge fund / Collective investment scheme / Nuveen Investments / Securitization / Separately managed account / Financial economics / Investment / Finance

December 3, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-12-05 10:48:07
289Funds / Financial services / Collective investment schemes / Financial markets / Hedge fund / Exchange-traded fund / Mutual fund / Asset allocation / Office of Financial Research / Financial economics / Investment / Finance

November 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-11-04 11:11:00
290Business / Financial economics / Finance / Financial regulation / Financial markets / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities market / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

July 8, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E.

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Source URL: www.sec.gov

Language: English - Date: 2013-07-09 11:38:39
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